An OGP is a standard patent (known as “standard patent (O)”) that is granted through a new and direct filing route introduced by the OGP system.
Prior to 19 December 2019, the Registrar only granted standard patents (renamed as “standard patent by re-registration” or “standard patent (R)”) under the pre-existing “re-registration” system. A pre-requisite to applying for a standard patent (R) is to file an earlier corresponding patent application with one of the 3 designated patent offices, namely the CNIPA, the UKIPO or the EPO (for patent applications designating the United Kingdom).
In contrast, a standard patent (O) application can be filed directly in Hong Kong, i.e. its applicant is not required to file an earlier corresponding patent application with any of the 3 designated patent offices.
Examination by the RegistrarWhere a standard patent (R) application is only subject to formality examination by the Registrar as to whether the necessary information and documents in support of the application have been filed in compliance with the statutory requirements, a standard patent (O) application is subject to both formality and substantive examinations by the Registrar. Substantive examination requires the Registrar to determine mainly if the claimed invention satisfies the patentability requirements, e.g. whether such invention is new, involves an inventive step and is industrially applicable.
A standard patent (O) application must be made to the Registrar in Form OP1 through electronic filing or paper filing with the prescribed fees.
In general, the essential documents required to be filed with Form OP1 are—
If you are making a standard patent (O) application for an invention but are not an inventor, you have to file a statement of inventorship in Form OP1A indicating how you acquire the right to apply for the standard patent (O) for the invention.
Please refer to other parts of this FAQ for other documents that may be required for claiming priority and claiming non-prejudicial disclosure.
The Registrar will accord a date of filing to your standard patent (O) application if your application contains the following 3 elements—
Filing a duly completed Form OP1 (with the relevant enclosure(s) containing a description of the claimed invention to address requirement (c)(i) above, if applicable) will generally suffice to satisfy the requirement for according a date of filing.
Please also refer to other parts of this FAQ for the importance of having the date of filing accorded by the Registrar for a standard patent (O) application.
You may claim a priority right for your standard patent (O) application by reference to your earlier patent application filed in or for any Paris Convention country or WTO member (“the priority application”). To make such claim properly, you should normally file your standard patent (O) application within 12 months from the date of filing of the priority application together with the following supporting documents—
If the priority application is a Hong Kong application, it is not necessary to file the respective copies of the priority application and certificate.
Multiple priorities based on multiple priority applications, even originating from different Paris Convention countries and/or WTO members, may be claimed, and the 12-month time limit shall be calculated from the earliest date of filing of the relevant priority applications.
Upon conducting examination on the requirement for according a date of filing, and upon finding any deficiencies, the Registrar will notify the applicant of the deficiencies and require the applicant to correct the deficiencies in writing within 2 months after the date of the notice. Such time limit is not extendible. If the deficiencies are not duly corrected, the application will not be further dealt with.
If you have duly filed your standard patent (O) application within 12 months from the date of filing of your previous application, you are still allowed to claim priority within 16 months (which is non-extendible) from the earliest priority date claimed by filing Form OP5 with the official fee provided that a request for early publication of the standard patent (O) application has not been made or such request has been withdrawn before preparations for publication of your standard patent (O) application are completed.
If you have failed to file your standard patent (O) application within the 12-month priority period, you can still proceed with your filing and also make an application for restoration of priority right provided that such application is made—
Your restoration application should be made by filing Form OP5 with payment of the official fee, and also accompanied by—
Non-prejudicial disclosure refers to disclosure of the underlying invention of a patent application which took place before filing the application, but such pre-filing disclosure would not be regarded as part of the state of the art. The conditions for non-prejudicial disclosure are—
the disclosure was a result of—
In order to claim non-prejudicial disclosure, you have to make a disclosure statement (Part 09 of Form OP1) and provide written evidence in the form of statutory declaration. In the case of non-prejudicial disclosure occurring in a recognized international exhibition, the written evidence shall include—
You may file the missing description or drawings for your standard patent (O) application within 2 months (extendible, upon request to the Registrar, for 2 months) after the accorded date of filing of the application. If the Registrar identifies the missing parts, the Registrar may notify you of the requirement on filing the same. In that case, you may file the missing parts within 2 months from the date of such notice (extendible, upon request to the Registrar, for 2 months).
Please however note that your filing of missing drawing or descriptions will cause a change of the accorded date of filing of your standard patent (O) application to the date on which the missing materials are filed, unless—
Where any document or part of a document which is not in one of the official languages (i.e. English or Chinese) is filed with the Registrar or sent to the Registry, it must contain a translation into one of the official languages which should be adopted consistently throughout the application (including the specification).
If the previous application that contains the missing description or drawings is not in the official language, the time limit for providing the translation of the previous application in the language of specification in your standard patent (O) application (with a statement indicating the location of the missing description or drawing in the previous application) is:
The deadline for filing a translation of the previous application in either of the above two scenarios is extendible for 2 months provided that the applicant files a request for extension (in Form SP3) with payment of the official fee before the expiry of the initial time limit.
After according the date of filing to a standard patent (O) application, the Registrar must examine the application to ascertain whether the application complies with the formal requirements under the patent legislation in order to ensure that the application is in order for publication.
When examining the formal requirements, the Registrar will check whether a standard patent (O) application—
In examining a standard patent (O) application to determine if it complies with the formal requirements, the Registrar will notify the applicant by notice of the deficiencies in the application as identified by the Registrar, and require the applicant to correct such deficiencies in writing within 2 months after the date of the notice.
If the deficiencies are not duly corrected—
The time limit for the applicant to correct the deficiencies is extendible for 2 months provided that the applicant files a request for extension (in Form SP3) with payment of the official fee before the expiry of the initial 2-month period.
Upon satisfying that a standard patent (O) application complies with the formal requirements, the Registrar will publish the application, which normally takes place as soon as practicable upon expiry of 18 months after the date of filing, or the earliest priority date, if priority is claimed.
The publication includes the application as filed and any amendment requested subsequently (e.g. any amendment of the claims in, and any addition of any new claim to, the application as filed) but before the Registrar’s completion of preparations for publication of the application.
The Registrar, in publishing a standard patent (O) application, may omit from the specification contained in the application any matter—
Yes, you may request early publication of a standard patent (O) application (i.e. publication within 18 months after the date of filing of the application, or the earliest priority date if priority is claimed) in writing either—
No, it is your responsibility as a standard patent (O) applicant to request the Registrar to conduct substantive examination of your application and also pay the official fee within the relevant time limit (usually three years from the earliest priority date claimed or the date of filing of the application). Your application will be regarded as being withdrawn should you fail to make such request timely.
You need to file a request with the Registrar for substantive examination in Form OP2 and pay the official fee no later than one month after the date of the request.
Here are the relevant time limits for filing a request for substantive examination—
for a standard patent (O) application that is a divisional application— generally within 3 years (non-extendible) after the date of filing, or the earliest priority date, if any, of the parent application, unless—
While there is no specific procedure on requesting the Registrar to accelerate substantive examination of your standard patent (O) application, you may expedite the processing of your application by filing—
a request for an early publication of your application either—
During substantive examination of a standard patent (O) application, the Registrar will examine if the application complies with the following major requirements—
* Specified new application means a new standard patent (O) application—
** Relevant patent application means—
If the Registrar is of the opinion that your standard patent (O) application does not comply with any of the examination requirements, the Registrar will issue an examination notice which sets out the Registrar’s opinion with reasons.
To pursue your application, you must respond to the examination notice in writing to address the Registrar’s opinion by filing—
The time limit for you to file your written response to the examination notice is 4 months (extendible once for 2 months by filing Form SP3 with payment of the extension fee) after the date of the examination notice.
Your application will be regarded as being withdrawn should you fail to timely file your written response to the examination notice.
If the Registrar, having considered your written response to the examination notice, is of the opinion that elaboration, revision or clarification of any matter covered in your written response is required, the Registrar will issue a further examination notice setting out such matter.
To pursue your application, you must respond to the further examination notice in writing to address the Registrar’s opinion by filing—
The time limit for you to file your written response to the further examination notice is 4 months (extendible once for 2 months by filing Form SP3 with payment of the extension fee) after the date of the further examination notice.
Your application will be regarded as being withdrawn should you fail to timely file your written response to the further examination notice.
While the Registrar is empowered to issue multiple further examination notices for affording you ample opportunities to elaborate, revise or clarify any matter covered in your response to an examination notice or a further examination notice, the number of further examination notices varies from case to case. For example, if the Registrar, having considered your written response to the examination notice and your response to a further examination notice (if any), is of the opinion that your standard patent (O) application does not comply with the examination requirement concerned, and that there is no reasonable prospect for you to overcome the objection(s) by making any elaboration, revision or clarification of any matter, the Registrar will proceed with issuing a provisional refusal notice.
You may file with the Registrar a request to review (in Form OP3) the Registrar’s provisional decision of refusal together with the official fee. Your request to review may contain the following—
The time limit to file a request to review is 2 months (extendible once for 2 months by filing Form SP3 with payment of the extension fee) after the date of the Registrar’s provisional refusal notice.
If you fail to timely file a request to review the Registrar’s provisional decision of refusal with payment of the official fee, the Registrar will issue a final refusal notice.
If the Registrar, having considered your request to review, is of the opinion that your standard patent (O) application still does not comply with any examination requirement as identified in the Registrar’s provisional refusal notice, the Registrar will issue a review opinion with reasons. Depending on the individual circumstances, the Registrar may also afford you an opportunity to request a hearing.
To pursue your application, you must respond to the review opinion by filing—
Where the Registrar has, in the review opinion, afforded you an opportunity to request a hearing, you may, in addition to, or as an alternative to filing your response to the review opinion in the aforesaid manner, file a request for hearing by filing Form OP6 together with payment of the official fee.
The time limit to file a written response to the Registrar’s review opinion or a request for hearing (if applicable) is 2 months (extendible once for 2 months by filing Form SP3 with payment of extension fee after the date of the review opinion. The extension request for filing a request for hearing may be filed before the expiry of the initial deadline, but the extension request for filing a written response may be filed within 2 months after the expiry of the initial deadline.
If you fail to timely respond to a review opinion and pay the applicable official fee (if any), the Registrar will issue a final refusal notice.
If the Registrar, having considered your request to review, your written response to the review opinion, and also having held the hearing as requested by you (if any), is of the opinion that elaboration, revision or clarification of any matter covered in your written response and/or the hearing (if any) is required, the Registrar will issue a further review opinion setting out such matter. Depending on the individual circumstances, the Registrar may also afford you an opportunity to request a hearing.
To pursue your application, you must respond to the further review opinion by filing—
Where the Registrar has, in the further review opinion, afforded you an opportunity to request a hearing, you may, in addition to, or as an alternative to filing your response to the further review opinion in the aforesaid manner, file a request for hearing by filing Form OP6 together with payment of the official fee.
The time limit to file a written response to the Registrar’s further review opinion or a request for hearing (if applicable) is 2 months (extendible once for 2 months by filing Form SP3 with payment of extension fee after the date of the further review opinion. The extension request for filing a request for hearing may be filed before the expiry of the initial deadline, but the extension request for filing a written response may be filed within 2 months after the expiry of the initial deadline.
If you fail to timely respond to a further review opinion and pay the applicable official fee (if any), the Registrar will issue a final refusal notice.
While the Registrar is empowered to issue multiple further review opinions for affording you ample opportunities to elaborate, revise or clarify any matter covered in your response to a review opinion/a further review opinion or at the hearing as requested by you (if any), the number of further review opinions varies from case to case. For example, if the Registrar, having considered your request to review, your response to the review opinion, your response to a further review opinion (if any), and also having held the hearing as requested by you (if any), is of the opinion that your standard patent (O) application does not comply with the examination requirement concerned, and that there is no reasonable prospect for you to overcome the objection(s) concerned by making any elaboration, revision or clarification of any matter, the Registrar will proceed with issuing a final refusal notice.
Not necessarily. If the Registrar is of the opinion that your response to an office action concerning an examination requirement in your standard patent (O) application has overcome such objection(s), the Registrar must continue to carry out the substantive examination of your application to ensure that your application complies with all examination requirements.
Where the Registrar is ultimately of the opinion that your application has complied with all the examination requirements, the Registrar will grant you a standard patent (O) and will publish, among others, the patent specification which is accessible through the Online Search System of the IPD, advertise the fact of such patent grant in the Hong Kong Intellectual Property Journal and issue a certificate of grant of such patent to you.
On the other hand, if the Registrar is still of the opinion that your application does not comply with any other examination requirement(s), the Registrar will issue another examination notice setting out the Registrar’s opinion with reasons, and you will be given time to address the objection(s) in such office action.
You may file an appeal to the Court of First Instance against the Registrar’s final decision of refusal of your standard patent (O) application.
If the Registrar considers that your standard patent (O) application does not meet the unity requirement, you may amend your application or file one or more divisional applications to meet that requirement.
A divisional application can be filed at any time when the earlier (parent) application is pending, subject to the following conditions—
Yes, you can file voluntary amendments to a standard patent (O) application (in Form P8) at the following junctures—
Yes, you can withdraw a standard patent (O) application by filing a written notice at any time before preparations for publication of the application are completed.
You can request the Registrar to grant a time extension for 2 months by filing Form SP3 with payment of the official fee within 2 months after expiry of the original deadline.
You may reinstate your application by filing a request for reinstatement in Form P13 with payment of the official fee within 2 months after the withdrawal or refusal of your application. At the same time, the omission which constituted the failure to comply with the time limit should be made good. Otherwise the request for reinstatement is not deemed to be filed. The reinstatement relief is however not available to rectify certain failures, such as a failure to pay the prescribed filing or advertisement fee(s) within the prescribed period and a failure to pay the prescribed fee for the substantive examination. Please refer to section 14.32(b) of the Patents Examination Guidelines about the circumstances in which the reinstatement relief is not available.
In some cases, you may, for the purpose of restoring the rights in your application that have been lost, apply to the Registrar for restoration of rights by satisfying the Registrar that the failure to comply with the time limit occurred in spite of you having taken all reasonable care required by the circumstances. Your application for restoration must be made by filing Form P13 with payment of the official fee within 1 year after the expiry of the relevant time limit or 2 months after the removal of the cause of non-compliance, whichever is the earlier.
The restoration relief is not available to rectify the following—
Please refer to sections 14.35(f), (g), (h) and (i) of the Patents Examination Guidelines about the other circumstances in which the restoration relief is not available.
The proprietor of a standard patent (O) may, at any time after grant, apply to either the Registrar or the Court of First Instance for amending the specification of the patent.
Where a patent proprietor opts to file an application for amendment with the Registrar, the application should be filed in Form OP7 and accompanied by—
The Registrar may either accept the requested amendment in whole or in part as an allowable amendment or refuse the requested amendment. Any allowable amendment will be published by the Registrar and the fact of such publication will also be advertised in the Hong Kong Intellectual Property Journal, which is subject to opposition by others.
Any person (“opponent”) who intends to oppose an allowable amendment to a standard patent (O) may file an opposition notice in Form P2 to be accompanied by—
The opposition notice must be filed within 1 month after the date on which the fact of publication of the allowable amendment is advertised in the Hong Kong Intellectual Property Journal. This time limit is extendible for 1 month by filing Form SP3 with payment of an official fee before the expiry of the initial time limit.
You may file with the Registrar a written notice setting out your observation on the patentability of the invention underlying the standard patent (O) application and also the grounds on which your observation is based after publication of the application.
Upon receipt of your notice, the Registrar will, as soon as practicable, send a copy of your notice to the patent applicant, and will consider your observation when conducting substantive examination of the patent application. However, the Registrar will not consider your observation if it is filed after the grant, final refusal or deemed withdrawal of the patent application in question.
By merely filing your observation, you do not automatically become a party to any proceedings in relation to the standard patent (O) application.
Here are certain key time limits for addressing office actions concerning standard patent (O) applications—
Actions to be completed | Time limits | Extendible? | When to file a request for time extension (only for those extendible time limits) | Section Nos. of PGR |
---|---|---|---|---|
Filing a response to a deficiencies notice about requirement for according a date of filing | Within 2 months after the date of the notice | No | -- | 31V(2), Part 1 of Schedule 4 |
Filing a response to a deficiencies notice about formal requirements | Within 2 months after the date of the notice | Yes (2 months only) |
Before the expiry of the initial time limit | 31Y(1), 100AAB, Part 4 of Schedule 4 |
Filing a response to an examination notice | Within 4 months after the date of the notice | Yes (2 months only) |
Within 2 months after the expiry of the initial time limit | 31ZE(1), 100AAB, Part 5 of Schedule 4 |
Filing a response to a further examination notice | Within 4 months after the date of the notice | Yes (2 months only) |
Within 2 months after the expiry of the initial time limit | 31ZG(1), 100AAB, Part 5 of Schedule 4 |
Filing a request to review in response to a provisional refusal notice | Within 2 months after the date of the notice | Yes (2 months only) |
Within 2 months after the expiry of the initial time limit | 31ZI(1), 100AAB, Part 5 of Schedule 4 |
Filing a response to a review opinion | Within 2 months after the date of the opinion | Yes (2 months only) |
Within 2 months after the expiry of the initial time limit | 31ZK(1), 100AAB, Part 5 of Schedule 4 |
Filing a request for hearing in response to a review opinion (if applicable) | Within 2 months after the date of the opinion | Yes (2 months only) |
Before the expiry of the initial time limit | 31ZK(2), 82(2)(a), 100AAB, Part 4 of Schedule 4 |
Filing a response to a further review opinion | Within 2 months after the date of the opinion | Yes (2 months only) |
Within 2 months after the expiry of the initial time limit | 31ZM(1), 100AAB, Part 5 of Schedule 4 |
Filing a request for hearing in response to a further review opinion (if applicable) | Within 2 months after the date of the opinion | Yes (2 months only) |
Before the expiry of the initial time limit | 31ZM(2), 82(2)(b), 100AAB, Part 4 of Schedule 4 |